Investment Advisor with FINRA Licenses
Company: VirtualVocations
Location: Vista
Posted on: May 24, 2025
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Job Description:
A company is looking for an Investment Advisor to service
individual clients within taxable and IRA accounts.
Key Responsibilities
Educate retail clients on available Advisory Services to achieve
retirement goals
Perform financial planning and annual/mid-year reviews for
clients
Drive new business opportunities and ensure compliance with
policies and procedures
Required Qualifications
4+ years of financial customer service experience
Brokerage and mutual fund trading experience
FINRA Series 7, 63 & 65 required
FINRA fingerprinting required
Bachelor's degree preferred
Keywords: VirtualVocations, Rancho Cucamonga , Investment Advisor with FINRA Licenses, Other , Vista, California
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